Vice President, Fidelity Digital Assets Compliance - Product Advisory Job at Fidelity Investments, Boston, MA

UVRONVNveHJJbkxUR0NodVlaRk8yU29QUmc9PQ==
  • Fidelity Investments
  • Boston, MA

Job Description

Job Description:

Vice President, Fidelity Digital Assets Compliance – Product Advisory

Job Description:

The Role

As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the Compliance Product Advisory program, collaborating closely within FDAS and across the Fidelity organization.

You will:

  • Lead the Compliance Product Advisory team supporting launch of new products, existing offerings, implementing new rules, and developing the Product Advisory program including communication and marketing review
  • Partner with international compliance teams to support compliance readiness
  • Understand and communicate the strategic vision and product road map
  • Define compliance requirements, identify and document controls, and develop compliance policies and procedures
  • Identify potential gaps in controls and collaborate on remediation plans
  • Provide Compliance leadership for Business Acceptance, New Product, and Trade Oversight Committees
  • Partner with AML and Risk on surveillance
  • Partner with Compliance Governance and Operations team on product risk assessments
  • Remain up-to-date on regulatory changes and landscape, best practices and new developments in the industry
  • Promote compliance awareness through training and education
  • Assist Regulatory Management in responding to relevant regulatory matters

The Expertise and Skills You Bring

  • 15+ years of combined experience in Compliance, Risk, and Legal
  • Strong leadership skills with experience managing teams
  • 4-year college degree required, master’s degree, MBA or JD is a plus
  • Have a strong understanding of money services business regulation including MTL, Regulation E, UDAAP, and AML/BSA
  • Strong attention to detail and experience supporting a regulatory compliance program
  • Strong analytical, organizational, and problem-solving skills
  • Strong relationship and communication skills; ability to work independently and as part of a team
  • Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
  • Ability to thrive in a fast paced, start-up environment operating in an uncharted regulatory environment
  • Experience working collaboratively across various teams, including Legal, Operations, Risk and Audit
  • A curiosity about learning the digital assets space

The Team

This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets. FDA is part of the Enterprise Services portfolio of agile, standalone organizations, which drive innovation, with the purpose of collaborating with Fidelity’s businesses to develop new sources of revenue, explore emerging technologies, enhance operational capabilities, and improve the customer experience. The Enterprise Services portfolio also includes Fidelity Labs, the Fidelity Center for Applied Technology, F-Prime Capital, and Impresa Management LLC.

#cryptojobs

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.

Note: If you are a FINRA registered internal employee who is considering moving to a non-licensed role, you may want to proactively have a conversation with the hiring manger to understand the potential impact to your registrations before a final hiring decision is made.

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.

Join Us

At Fidelity, you’ll find endless opportunities to build a meaningful career that positively impacts peoples’ lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a , we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don’t need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you’ve always imagined.

blends the best of working offsite with maximizing time together in person to meet associate and business needs. Currently, most hybrid roles require associates to work onsite all business days of one assigned week per four-week period (beginning in September 2024, the requirement will be two full assigned weeks).

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry. Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, , and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at .

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to . We welcome those with experience in jobs such as Field Client Relationship Manager, Controller, and Home Buyer s Consultant and others in the Accounting and Finance to apply.

Salary Grade:

8

Organization:

Enterprise Services Compliance

Category:

Compliance

Certifications:

Company Overview

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.

Join Us

At Fidelity, you’ll find endless opportunities to build a meaningful career that positively impacts peoples’ lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees’ Choice Award , we have been recognized by our employees as a top 10 Best Place to Work in 2024. And you don’t need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you’ve always imagined.

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite all business days of every other week in a Fidelity office.

At Fidelity, we value honesty, integrity, and the safety of our associates and customers within a heavily regulated industry . Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document , and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.

We invite you to Find Your Fidelity at fidelitycareers.com .

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations@fmr.com .

We welcome those with experience in jobs such as Billing, Cost, and Rate Clerk, Accountant, and Accounting Manager and others in the Accounting and Finance to apply.

Job Tags

Work experience placement, Work from home, Work alone, Flexible hours,

Similar Jobs

Advocate Health

Registered Nurse (RN) Circulator General OR Job at Advocate Health

 ...Responsible for providing and coordinating comprehensive patient care through the nursing process to deliver safe, therapeutic care in accordance with established standards, policies and procedures. Using evidence-based practice, clinical decision making, compassion and... 

Compass Maryland

House Manager Job at Compass Maryland

 ...profit organization that supports individuals with developmental and intellectual disabilities. We are accepting applications for House Manager positions in Silver Spring to manage the day-to-day activities of the residential facility of Compass. This Position requires... 

Discovery Mood & Anxiety Program

Mental Health Assistant Program Director - Residential Job at Discovery Mood & Anxiety Program

 ...Discovery Behavioral Health (DBH) is a national leader in behavioral healthcare and...  ...those struggling with eating disorders, mental health, and substance use and places a high...  ...organization Job Description The Assistant Program Director is responsible for the... 

Deloitte

Deloitte Consulting, Government & Public Services - Business Technology Solutions Summer Scholar Job at Deloitte

 ...complex problems and communicate findings. While a career in consulting is dynamic and evolving, we look for people who will perform...  ...is structured to facilitate this learning. Engagement teams at Deloitte drive value for our clients but also understand the importance... 

Johnson Controls

Fire Alarm Inspector Job at Johnson Controls

 ...In this role you will help save lives by assisting in the inspection of fire alarm equipment. You will also be stepping onto a noble career path - to be a life safety professional. Inspector Helpers are responsible for assisting the Lead Fire Alarm Inspector with conducting...